Advisory – KYC Compliance
Attention Investors:
"Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.......... Issued in the interest of Investors". "Prevent unauthorised Transactions in your demat account  --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account on the same day directly from the depository (NSDL/CDSL).......... Issued in the interest of Investors"
SCOREs link as per NSDL Circular No.: NSDL/POLICY/2018/0024 dated: April 23, 2018 –
No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.
KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary
With reference to the Press Release issued by the Govt of India, Ministry of Finance wrt Closure of Financial accounts under Rule 114H(8) of the Income Tax Rules, 1962 under alternative procedure of FATCA the self-certification has to be Submitted by All the Account holders, till April 30, 2017. In case of Non-receipt till 30/04/2017, the said Client’s Depository & Trading accounts will be Blocked. The transactions in the same accounts, may be permitted once the Self-certification is obtained & due diligence completed.
1.Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.     2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.     3. Pay 20% upfront margin of the transaction value to trade in cash market segment.     4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31,2020 and other guidelines issued from time to time in this regard.     5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.
Filing compliant on SCORES – Easy & quick
a. Register on SCORES portal

b. Mandatory details for filing complaints on SCORES
I. Name, PAN, Address, Mobile Number, E-mail ID

c. Benefits:
i. Effective Communication
ii. Speedy redressal of the grievances
Important Message for KYC UPDATION

Please note NSDL vide its circular NSDL/POLICY/2021/0036 dated April 07, 2021, CDSL vide its
circular CDSL/OPS/DP/POLCY/2021/152 dated April 05, 2021, NSE Circular Ref. No: NSE/ISC/47869,
NSE/ISC/48165 and BSE Notice No. 20210401-53, 20210503-41 dated April 01, 2021 and May 03,
2021, respectively has informed regarding the 6 KYC attributes [i.e. Name, Address, Valid PAN, Valid
mobile no., Valid email id & Income range] made mandatory for all the categories of clients as
decided in consultation with all MIIs and SEBI. Therefore, we request you to update the following
KYC attributes in your demat/trading account [if not available].
For further query please contact our helpdesk department.
World Investor Week November 23-29, 2020 being celebrated under the aegis of IOSCO and SEBI. विश्व निवेशक सप्ताह( 23-29 नवंबर, 2020) - आयस्को तथा सेबी की छत्रछाया में मिाया जा रहा है
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